Form 4 for CPRI Capri Holdings Ltd
Accepted 2023-06-16 00:00:00 ET · period of report 2023-06-14 · accession 0001530721-23-000096 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-16 | 2023-06-14+ | CPRI | IDOL JOHN D | COB, CEO, Dir | M - OptEx | $3.54 | +204.5K | 1.09M | +23% | +$723.4K |
| DM | 2023-06-16 | 2023-06-15 | CPRI | IDOL JOHN D | COB, CEO, Dir | F - Tax | $36.82 | -92.5K | 1.08M | -8% | -$3.41M |
| DM | 2023-06-16 | 2023-06-14+ | CPRI | IDOL JOHN D | COB, CEO, Dir | M - OptEx | $3.54 | -204.5K | 0 | -100% | -$723.4K |
| D | 2023-06-16 | 2023-06-15 | CPRI | IDOL JOHN D | COB, CEO, Dir | A - Grant | $0.00 | +115.4K | 115.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary shares, no par value | 2023-06-15 | M | A | 112,194 | $0.00 | 1,094,242 | D | — | — | (F2) This amount excludes 54,600 ordinary shares, no par value, held by the Idol Family Foundation. The reporting person may be deemed to have beneficial ownership of the shares held by the Idol Family Foundation but does not have a pecuinary interest in such shares. |
| 2 | Common | Ordinary shares, no par value | 2023-06-15 | F | D | 54,639 | $36.82 | 1,039,603 | D | — | — | (F2) This amount excludes 54,600 ordinary shares, no par value, held by the Idol Family Foundation. The reporting person may be deemed to have beneficial ownership of the shares held by the Idol Family Foundation but does not have a pecuinary interest in such shares. |
| 3 | Common | Ordinary shares, no par value | 2023-06-15 | M | A | 49,309 | $0.00 | 1,088,912 | D | — | — | (F2) This amount excludes 54,600 ordinary shares, no par value, held by the Idol Family Foundation. The reporting person may be deemed to have beneficial ownership of the shares held by the Idol Family Foundation but does not have a pecuinary interest in such shares. |
| 4 | Common | Ordinary shares, no par value | 2023-06-15 | F | D | 24,014 | $36.82 | 1,064,898 | D | — | — | (F2) This amount excludes 54,600 ordinary shares, no par value, held by the Idol Family Foundation. The reporting person may be deemed to have beneficial ownership of the shares held by the Idol Family Foundation but does not have a pecuinary interest in such shares. |
| 5 | Common | Ordinary shares, no par value | 2023-06-14 | M | A | 14,503 | $49.88 | 982,048 | D | — | — | (F2) This amount excludes 54,600 ordinary shares, no par value, held by the Idol Family Foundation. The reporting person may be deemed to have beneficial ownership of the shares held by the Idol Family Foundation but does not have a pecuinary interest in such shares. |
| 6 | Common | Ordinary shares, no par value | 2023-06-15 | F | D | 13,886 | $36.82 | 1,079,525 | D | — | — | (F2) This amount excludes 54,600 ordinary shares, no par value, held by the Idol Family Foundation. The reporting person may be deemed to have beneficial ownership of the shares held by the Idol Family Foundation but does not have a pecuinary interest in such shares. |
| 7 | Common | Ordinary shares, no par value | 2023-06-15 | M | A | 28,513 | $0.00 | 1,093,411 | D | — | — | (F2) This amount excludes 54,600 ordinary shares, no par value, held by the Idol Family Foundation. The reporting person may be deemed to have beneficial ownership of the shares held by the Idol Family Foundation but does not have a pecuinary interest in such shares. |
| 8 | Derivative | Restricted share units | 2023-06-15 | M | D | 28,513 | $0.00 | 57,026 | D | $0.00 · — to — | 28,513 Ordinary shares, no par value | (F10) Granted on June 15, 2022 pursuant to the Incentive Plan. The securities underlying the total number of RSUs originally granted vest 1/3 each year on June 15, 2023, 2024, and 2025, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan. (F7) The RSUs do not expire. |
| 9 | Derivative | Restricted share units | 2023-06-15 | M | D | 49,309 | $0.00 | 49,308 | D | $0.00 · — to — | 49,309 Ordinary shares, no par value | (F9) Granted on June 15, 2021 pursuant to the Incentive Plan. The securities underlying the total number of RSUs originally granted vest 1/3 each year on June 15, 2022, 2023, and 2024, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan. (F7) The RSUs do not expire. |
| 10 | Derivative | Restricted share units | 2023-06-15 | M | D | 112,194 | $0.00 | 0 | D | $0.00 · — to — | 112,194 Ordinary shares, no par value | (F6) Granted on June 15, 2020 pursuant to the Capri Holdings Limited Third Amended and Restated Incentive Plan (the "Incentive Plan"). The securities underlying the total number of RSUs originally granted vest 1/3 each year on June 15, 2021, 2022, and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan. (F7) The RSUs do not expire. |
| 11 | Derivative | Employee share option (right to buy) | 2023-06-14 | M | D | 14,503 | $49.88 | 0 | D | $49.88 · — to 2023-06-15 | 14,503 Ordinary shares, no par value | (F5) Immediately exercisable. |
| 12 | Derivative | Restricted share units | 2023-06-15 | A | A | 115,426 | $0.00 | 115,426 | D | $0.00 · — to — | 115,426 Ordinary shares, no par value | (F11) Granted on June 15, 2023 pursuant to the Incentive Plan. The securities underlying the total number of RSUs originally granted vest 25% each year on June 15, 2024, 2025, 2026 and 2027, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan. (F7) The RSUs do not expire. |