Form 4 for POST Post Holdings, Inc.
Accepted 2021-09-27 00:00:00 ET · period of report 2021-09-23 · accession 0001530950-21-000298 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-09-27 | 2021-09-23 | POST | VITALE ROBERT V | Pres, CEO, Dir | M - OptEx | $51.55 | +160.0K | 20.5K | New | +$8.25M |
| DMI | 2021-09-27 | 2021-09-23 | POST | VITALE ROBERT V | Pres, CEO, Dir | F - Tax | $108.10 | -109.2K | 13.2K | -89% | -$11.81M |
| D | 2021-09-27 | 2021-09-23 | POST | VITALE ROBERT V | Pres, CEO, Dir | M - OptEx | $60.50 | +100.0K | 291.6K | +52% | +$6.05M |
| D | 2021-09-27 | 2021-09-23 | POST | VITALE ROBERT V | Pres, CEO, Dir | F - Tax | $108.10 | -73.3K | 218.3K | -25% | -$7.92M |
| DMI | 2021-09-27 | 2021-09-23 | POST | VITALE ROBERT V | Pres, CEO, Dir | M - OptEx | $0.00 | -160.0K | 0 | -100% | $0 |
| D | 2021-09-27 | 2021-09-23 | POST | VITALE ROBERT V | Pres, CEO, Dir | M - OptEx | $0.00 | -100.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-23 | M | A | 100,000 | $49.48 | 205,518 | I By 2000 Trust | — | — | |
| 2 | Common | Common Stock | 2021-09-23 | F | D | 67,111 | $108.10 | 138,407 | I By 2000 Trust | — | — | (F1) Surrender of shares in payment of stock option exercise price and tax withholding obligation in a transaction exempt under Rule 16b-3. The remainder of the shares are being held by the Reporting Person. |
| 3 | Common | Common Stock | 2021-09-23 | F | D | 7,330 | $108.10 | 13,194 | I | — | — | (F1) Surrender of shares in payment of stock option exercise price and tax withholding obligation in a transaction exempt under Rule 16b-3. The remainder of the shares are being held by the Reporting Person. |
| 4 | Common | Common Stock | 2021-09-23 | M | A | 10,000 | $60.50 | 20,524 | I | — | — | |
| 5 | Common | Common Stock | 2021-09-23 | M | A | 10,000 | $49.48 | 17,003 | I By Spouse's Trust | — | — | |
| 6 | Common | Common Stock | 2021-09-23 | F | D | 6,712 | $108.10 | 10,291 | I By Spouse's Trust | — | — | (F1) Surrender of shares in payment of stock option exercise price and tax withholding obligation in a transaction exempt under Rule 16b-3. The remainder of the shares are being held by the Reporting Person. |
| 7 | Common | Common Stock | 2021-09-23 | M | A | 10,000 | $49.48 | 17,236 | I By Son's Trust | — | — | |
| 8 | Common | Common Stock | 2021-09-23 | F | D | 6,712 | $108.10 | 10,524 | I By Son's Trust | — | — | (F1) Surrender of shares in payment of stock option exercise price and tax withholding obligation in a transaction exempt under Rule 16b-3. The remainder of the shares are being held by the Reporting Person. |
| 9 | Common | Common Stock | 2021-09-23 | M | A | 10,000 | $49.48 | 17,236 | I By Daughter's Trust | — | — | |
| 10 | Common | Common Stock | 2021-09-23 | F | D | 6,712 | $108.10 | 10,524 | I By Daughter's Trust | — | — | (F1) Surrender of shares in payment of stock option exercise price and tax withholding obligation in a transaction exempt under Rule 16b-3. The remainder of the shares are being held by the Reporting Person. |
| 11 | Common | Common Stock | 2021-09-23 | M | A | 100,000 | $60.50 | 291,598 | D By Spouse's Trust | — | — | |
| 12 | Common | Common Stock | 2021-09-23 | F | D | 73,294 | $108.10 | 218,304 | D By Spouse's Trust | — | — | (F1) Surrender of shares in payment of stock option exercise price and tax withholding obligation in a transaction exempt under Rule 16b-3. The remainder of the shares are being held by the Reporting Person. |
| 13 | Common | Common Stock | 2021-09-23 | M | A | 10,000 | $60.50 | 20,291 | I By Son's Trust | — | — | |
| 14 | Common | Common Stock | 2021-09-23 | F | D | 7,330 | $108.10 | 12,961 | I By Son's Trust | — | — | (F1) Surrender of shares in payment of stock option exercise price and tax withholding obligation in a transaction exempt under Rule 16b-3. The remainder of the shares are being held by the Reporting Person. |
| 15 | Common | Common Stock | 2021-09-23 | M | A | 10,000 | $60.50 | 20,524 | I By Daughter's Trust | — | — | |
| 16 | Common | Common Stock | 2021-09-23 | F | D | 7,330 | $108.10 | 13,194 | I By Daughter's Trust | — | — | (F1) Surrender of shares in payment of stock option exercise price and tax withholding obligation in a transaction exempt under Rule 16b-3. The remainder of the shares are being held by the Reporting Person. |
| 17 | Derivative | Employee Stock Options (right to buy) | 2021-09-23 | M | D | 10,000 | $0.00 | 0 | I By Daughter's Trust | $49.48 · — to 2025-02-27 | 10,000 Common Stock | (F2) The option to purchase shares of common stock was awarded under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years. |
| 18 | Derivative | Employee Stock Options (right to buy) | 2021-09-23 | M | D | 10,000 | $0.00 | 0 | I By Son's Trust | $49.48 · — to 2025-02-27 | 10,000 Common Stock | (F2) The option to purchase shares of common stock was awarded under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years. |
| 19 | Derivative | Employee Stock Options (right to buy) | 2021-09-23 | M | D | 100,000 | $0.00 | 0 | D By Spouse's Trust | $60.50 · — to 2025-11-16 | 100,000 Common Stock | (F2) The option to purchase shares of common stock was awarded under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years. |
| 20 | Derivative | Employee Stock Options (right to buy) | 2021-09-23 | M | D | 10,000 | $0.00 | 0 | I By Spouse's Trust | $49.48 · — to 2025-02-27 | 10,000 Common Stock | (F2) The option to purchase shares of common stock was awarded under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years. |
| 21 | Derivative | Employee Stock Options (right to buy) | 2021-09-23 | M | D | 100,000 | $0.00 | 170,000 | I By 2000 Trust | $49.48 · — to 2025-02-27 | 100,000 Common Stock | (F2) The option to purchase shares of common stock was awarded under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years. |
| 22 | Derivative | Employee Stock Options (right to buy) | 2021-09-23 | M | D | 10,000 | $0.00 | 0 | I By Son's Trust | $60.50 · — to 2025-11-16 | 10,000 Common Stock | (F2) The option to purchase shares of common stock was awarded under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years. |
| 23 | Derivative | Employee Stock Options (right to buy) | 2021-09-23 | M | D | 10,000 | $0.00 | 0 | I By Daughter's Trust | $60.50 · — to 2025-11-16 | 10,000 Common Stock | (F2) The option to purchase shares of common stock was awarded under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years. |
| 24 | Derivative | Employee Stock Options (right to buy) | 2021-09-23 | M | D | 10,000 | $0.00 | 0 | I | $60.50 · — to 2025-11-16 | 10,000 Common Stock | (F2) The option to purchase shares of common stock was awarded under the Post Holdings, Inc. 2012 Long-Term Incentive Plan in a transaction exempt under Rule 16b-3 and vest in equal increments over three years. |