Form 4 for POST Post Holdings, Inc.
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001530950-21-000374 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-18 | 2021-11-17 | POST | HARPER BRADLY A | SVP, Chief ACCTING Off | F - Tax | $105.95 | -588 | 7,157 | -8% | -$62.3K |
| DM | 2021-11-18 | 2021-11-16 | POST | HARPER BRADLY A | SVP, Chief ACCTING Off | A - Grant | $0.00 | +5,082 | 5,082 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-17 | F | D | 284 | $105.95 | 7,461 | D | — | — | (F1) Surrender of shares in payment of tax withholding due as a result of the vesting of 634 restricted stock units ("RSUs") in accordance with Rule 16b-3. |
| 2 | Common | Common Stock | 2021-11-17 | F | D | 304 | $105.95 | 7,157 | D | — | — | (F2) Surrender of shares in payment of tax withholding due as a result of the vesting of 679 RSUs in accordance with Rule 16b-3. |
| 3 | Derivative | Restricted Stock Units | 2021-11-16 | A | A | 1,641 | $0.00 | 3,910 | D | — · — to 2031-11-16 | 1,641 Common Stock | (F3) Each RSU represents a contingent right to receive one share of Post Holdings, Inc. common stock. The RSUs were granted under the Post Holdings, Inc. 2021 Long-Term Incentive Plan (the "2021 LTIP") in a transaction exempt under Rule 16b-3 and the settlement of the RSUs in shares is subject to shareholder approval of the 2021 LTIP; provided that if such shareholder approval is not obtained, the RSUs will remain outstanding and convert into cash-settled RSUs. (F5) One-third of the RSUs vest on each of the first, second, and third anniversaries of the date of grant without any action on the part of the participant. |
| 4 | Derivative | Restricted Stock Units | 2021-11-16 | A | A | 2,269 | $0.00 | 2,269 | D | — · — to 2031-11-16 | 2,269 Common Stock | (F3) Each RSU represents a contingent right to receive one share of Post Holdings, Inc. common stock. The RSUs were granted under the Post Holdings, Inc. 2021 Long-Term Incentive Plan (the "2021 LTIP") in a transaction exempt under Rule 16b-3 and the settlement of the RSUs in shares is subject to shareholder approval of the 2021 LTIP; provided that if such shareholder approval is not obtained, the RSUs will remain outstanding and convert into cash-settled RSUs. (F4) One-half of the RSUs vest on each of the first and second anniversaries of the date of grant without any action on the part of the participant. |
| 5 | Derivative | Restricted Stock Units | 2021-11-16 | A | A | 1,172 | $0.00 | 5,082 | D | — · — to 2031-11-16 | 1,172 Common Stock | (F3) Each RSU represents a contingent right to receive one share of Post Holdings, Inc. common stock. The RSUs were granted under the Post Holdings, Inc. 2021 Long-Term Incentive Plan (the "2021 LTIP") in a transaction exempt under Rule 16b-3 and the settlement of the RSUs in shares is subject to shareholder approval of the 2021 LTIP; provided that if such shareholder approval is not obtained, the RSUs will remain outstanding and convert into cash-settled RSUs. (F6) One-fourth of the RSUs vest on each of the first, second, third and fourth anniversaries of the date of grant without any action on the part of the participant. |