Form 4 for POST Post Holdings, Inc.
Accepted 2024-11-14 00:00:00 ET · period of report 2024-11-12 · accession 0001530950-24-000355 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-14 | 2024-11-12 | POST | CATOGGIO NICOLAS | Pres, CEO, PCB | A - Grant | $0.00 | +12.2K | 99.5K | +14% | $0 |
| D | 2024-11-14 | 2024-11-12 | POST | CATOGGIO NICOLAS | Pres, CEO, PCB | F - Tax | $109.52 | -5,549 | 94.0K | -6% | -$607.7K |
| DM | 2024-11-14 | 2024-11-13 | POST | CATOGGIO NICOLAS | Pres, CEO, PCB | A - Grant | $0.00 | +19.2K | 15.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-12 | A | A | 12,168 | $0.00 | 99,511 | D | — | — | (F1) Acquisition of shares pursuant to Rule 16b-3 upon payout of earned performance share award ("PRSUs") under a shareholder approved equity plan. The payout was based on the level of achievement of certain financial targets for the performance period October 1, 2021 through September 30, 2024. |
| 2 | Common | Common Stock | 2024-11-12 | F | D | 5,549 | $109.52 | 93,962 | D | — | — | (F2) Surrender of shares in payment of tax withholding due as a result of the vesting of 12,168 PRSUs in accordance with Rule 16b-3. |
| 3 | Derivative | Restricted Stock Units | 2024-11-13 | A | A | 3,326 | $0.00 | 3,326 | D | — · — to — | 3,326 Common Stock | (F4) The RSUs were granted by the CGCC on November 12, 2024, subject to the Board approving the A&R 2021 Plan, which occurred on November 13, 2024. (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Post Holdings, Inc. ("Post") common stock or a cash payment or other consideration, in each case, based on the fair market value of Post's common stock on the applicable vesting date, in the discretion of the Corporate Governance and Compensation Committee (the "CGCC") of Post's Board of Directors (the "Board"), without any action on the part of the participant. The RSUs were granted by the CGCC on November 12, 2024 under the Amended and Restated Post Holdings, Inc. 2021 Long-Term Incentive Plan (the "A&R 2021 Plan"), subject to the Board approving the A&R 2021 Plan, which occurred on November 13, 2024, in a transaction exempt under Rule 16b-3. (F6) The RSUs vest on the first anniversary of November 12, 2024 without any action on the part of the participant, subject to the terms of the applicable award agreement. |
| 4 | Derivative | Restricted Stock Units | 2024-11-13 | A | A | 15,845 | $0.00 | 15,845 | D | — · — to — | 15,845 Common Stock | (F4) The RSUs were granted by the CGCC on November 12, 2024, subject to the Board approving the A&R 2021 Plan, which occurred on November 13, 2024. (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Post Holdings, Inc. ("Post") common stock or a cash payment or other consideration, in each case, based on the fair market value of Post's common stock on the applicable vesting date, in the discretion of the Corporate Governance and Compensation Committee (the "CGCC") of Post's Board of Directors (the "Board"), without any action on the part of the participant. The RSUs were granted by the CGCC on November 12, 2024 under the Amended and Restated Post Holdings, Inc. 2021 Long-Term Incentive Plan (the "A&R 2021 Plan"), subject to the Board approving the A&R 2021 Plan, which occurred on November 13, 2024, in a transaction exempt under Rule 16b-3. (F5) One-third of the RSUs vest on each of the first, second and third anniversaries of November 12, 2024 without any action on the part of the participant, subject to the terms of the applicable award agreement. |