Form 4 for HNST Honest Company, Inc.
Accepted 2024-11-29 00:00:00 ET · period of report 2024-11-27 · accession 0001530979-24-000100 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-29 | 2024-11-27 | HNST | Sheehey Brendan | GC | M - OptEx | $5.66 | +100.0K | 566.8K | +21% | +$566.0K |
| DM | 2024-11-29 | 2024-11-27 | HNST | Sheehey Brendan | GC | S - Sale+OE | $8.13 | -92.1K | 524.7K | -15% | -$748.8K |
| DM | 2024-11-29 | 2024-11-27 | HNST | Sheehey Brendan | GC | M - OptEx | $0.00 | -100.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-27 | M | A | 50,000 | $5.66 | 566,816 | D | — | — | (F1) Includes 315,233 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock. |
| 2 | Common | Common Stock | 2024-11-27 | S | D | 50,000 | $8.15 | 516,816 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.13 to $8.19, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F1) Includes 315,233 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock. |
| 3 | Common | Common Stock | 2024-11-27 | M | A | 50,000 | $5.66 | 566,816 | D | — | — | (F1) Includes 315,233 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock. |
| 4 | Common | Common Stock | 2024-11-27 | S | D | 42,138 | $8.10 | 524,678 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.09 to $8.14, inclusive. The reporting person undertakes to provide to the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. (F1) Includes 315,233 restricted stock units which are payable in an equivalent number of shares of the Issuer's common stock. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2024-11-27 | M | D | 36,250 | $0.00 | 0 | D | $5.66 · — to 2030-07-30 | 36,250 Common Stock | (F5) Option is fully vested. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2024-11-27 | M | D | 41,250 | $0.00 | 0 | D | $5.66 · — to 2030-07-30 | 41,250 Common Stock | (F5) Option is fully vested. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2024-11-27 | M | D | 22,500 | $0.00 | 0 | D | $5.66 · — to 2030-07-30 | 22,500 Common Stock | (F4) Twenty-five percent (25%) of the option shares shall vest and become exercisable on June 8, 2021; and the remainder of the option shares shall vest and become exercisable in thirty-six (36) equal successive monthly installments thereafter. |