Form 4 for PSX Phillips 66
Accepted 2022-06-01 00:00:00 ET · period of report 2022-05-31 · accession 0001534701-22-000109 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-01 | 2022-05-31 | PSX | Herman Robert A | EVP | M - OptEx | $70.57 | +47.2K | 87.8K | +116% | +$3.33M |
| D | 2022-06-01 | 2022-05-31 | PSX | Herman Robert A | EVP | S - Sale+OE | $102.82 | -47.2K | 64.1K | -42% | -$4.85M |
| DM | 2022-06-01 | 2022-05-31 | PSX | Herman Robert A | EVP | M - OptEx | $0.00 | -47.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-31 | M | A | 12,300 | $62.17 | 76,406 | D | — | — | (F1) Includes 21,159 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. |
| 2 | Common | Common Stock | 2022-05-31 | M | A | 23,500 | $74.14 | 111,306 | D | — | — | (F1) Includes 21,159 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. |
| 3 | Common | Common Stock | 2022-05-31 | S | D | 47,200 | $102.82 | 64,106 | D | — | — | (F2) The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.95 to $103.30. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F1) Includes 21,159 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. |
| 4 | Common | Common Stock | 2022-05-31 | M | A | 11,400 | $72.26 | 87,806 | D | — | — | (F1) Includes 21,159 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis on the third anniversary of the date of grant. |
| 5 | Derivative | Stock Options (Right to Buy) | 2022-05-31 | M | D | 12,300 | $0.00 | 0 | D | $62.17 · — to 2023-02-07 | 12,300 Common Stock | (F4) The stock options became exercisable in three equal annual installments beginning on February 7, 2014. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2022-05-31 | M | D | 23,500 | $0.00 | 0 | D | $74.14 · — to 2025-02-03 | 23,500 Common Stock | (F6) The stock options became exercisable in three equal annual installments beginning on February 3, 2016 |
| 7 | Derivative | Stock Options (Right to Buy) | 2022-05-31 | M | D | 11,400 | $0.00 | 0 | D | $72.26 · — to 2024-02-06 | 11,400 Common Stock | (F5) The stock options became exercisable in three equal annual installments beginning on February 6, 2015. |