Form 4 for PSX Phillips 66
Accepted 2023-08-09 00:00:00 ET · period of report 2023-08-07 · accession 0001534701-23-000126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-08-09 | 2023-08-07 | PSX | Garland Greg C. | Executive COB, Dir | M - OptEx | $78.62 | +169.4K | 831.8K | +26% | +$13.32M |
| D | 2023-08-09 | 2023-08-07 | PSX | Garland Greg C. | Executive COB, Dir | S - Sale+OE | $111.44 | -169.4K | 662.4K | -20% | -$18.88M |
| D | 2023-08-09 | 2023-08-07 | PSX | Garland Greg C. | Executive COB, Dir | M - OptEx | $0.00 | -169.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-07 | M | A | 169,400 | $78.62 | 831,766 | D | — | — | (F1) Includes 86,169 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis. |
| 2 | Common | Common Stock | 2023-08-07 | S | D | 169,400 | $111.44 | 662,366 | D | — | — | (F2) The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.04 to $112.39. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected. (F1) Includes 86,169 Restricted Stock Units (RSUs) that settle for shares of Phillips 66 common stock on a 1-for-1 basis. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2023-08-07 | M | D | 169,400 | $0.00 | 0 | D | $78.62 · — to 2026-02-02 | 169,400 Common Stock | (F4) The options became exercisable in three equal annual installments beginning on February 2, 2017. |