Form 4 for PSX Phillips 66
Accepted 2023-12-05 00:00:00 ET · period of report 2023-12-01 · accession 0001534701-23-000163 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-05 | 2023-12-01 | PSX | Mitchell Kevin J | EVP, CFO | S - Sale+OE | $130.21 | -31.7K | 103.4K | -23% | -$4.13M |
| D | 2023-12-05 | 2023-12-01 | PSX | Mitchell Kevin J | EVP, CFO | F - Tax | $129.51 | -452 | 103.4K | -0.4% | -$58.5K |
| D | 2023-12-05 | 2023-12-01 | PSX | Mitchell Kevin J | EVP, CFO | M - OptEx | $78.48 | +31.7K | 135.1K | +31% | +$2.49M |
| D | 2023-12-05 | 2023-12-01 | PSX | Mitchell Kevin J | EVP, CFO | M - OptEx | $0.00 | -31.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-01 | S | D | 31,700 | $130.21 | 103,351 | D | — | — | (F4) The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130 to $130.69. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F3) Includes 41,205 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis. |
| 2 | Common | Common Stock | 2023-12-01 | F | D | 452 | $129.51 | 103,351 | D | — | — | (F1) Transaction represents the withholding of shares by the Issuer to satisfy FICA taxes. (F2) The price reflected above is the average of the high and the low price of the Company's stock on December 1, 2023. (F3) Includes 41,205 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis. |
| 3 | Common | Common Stock | 2023-12-01 | M | A | 31,700 | $78.48 | 135,051 | D | — | — | (F3) Includes 41,205 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2023-12-01 | M | D | 31,700 | $0.00 | 0 | D | $78.48 · — to 2027-02-07 | 31,700 Common Stock | (F5) The stock options became exercisable in three equal annual installments beginning February 7, 2018. |