Form 4 for PSX Phillips 66
Accepted 2024-03-20 00:00:00 ET · period of report 2024-03-18 · accession 0001534701-24-000085 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-20 | 2024-03-18+ | PSX | Pruitt Joseph Scott | VP, Ctrl | S - Sale+OE | $157.32 | -13.1K | 6,583 | -67% | -$2.06M |
| DM | 2024-03-20 | 2024-03-18+ | PSX | Pruitt Joseph Scott | VP, Ctrl | M - OptEx | $86.76 | +11.4K | 10.3K | New | +$989.0K |
| DM | 2024-03-20 | 2024-03-18+ | PSX | Pruitt Joseph Scott | VP, Ctrl | M - OptEx | $0.00 | -11.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-18 | S | D | 1,722 | $157.23 | 6,583 | D | — | — | (F1) Includes 6,583 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis. |
| 2 | Common | Common Stock | 2024-03-18 | S | D | 4,200 | $157.47 | 8,305 | D | — | — | (F1) Includes 6,583 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis. |
| 3 | Common | Common Stock | 2024-03-18 | M | A | 4,200 | $89.57 | 12,505 | D | — | — | (F1) Includes 6,583 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis. |
| 4 | Common | Common Stock | 2024-03-20 | M | A | 3,500 | $74.70 | 13,783 | D | — | — | (F1) Includes 6,583 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis. |
| 5 | Common | Common Stock | 2024-03-20 | M | A | 3,700 | $94.97 | 10,283 | D | — | — | (F1) Includes 6,583 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis. |
| 6 | Common | Common Stock | 2024-03-20 | S | D | 7,200 | $157.26 | 6,583 | D | — | — | (F2) The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.25 to $157.32. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F1) Includes 6,583 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2024-03-20 | M | D | 3,500 | $0.00 | 0 | D | $74.70 · — to 2031-02-09 | 3,500 Common Stock | (F6) The options became exercisable in three equal annual installments beginning on February 9, 2022. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2024-03-18 | M | D | 4,200 | $0.00 | 0 | D | $89.57 · — to 2030-02-04 | 4,200 Common Stock | (F4) The options became exercisable in three equal annual installments beginning on February 4, 2021. |
| 9 | Derivative | Employee Stock Option (Right to Buy) | 2024-03-20 | M | D | 3,700 | $0.00 | 0 | D | $94.97 · — to 2029-02-05 | 3,700 Common Stock | (F5) The options became exercisable in three equal annual installments beginning on February 5, 2020. |