Form 4 for PSX Phillips 66
Accepted 2024-08-19 00:00:00 ET · period of report 2024-08-15 · accession 0001534701-24-000135 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-08-19 | 2024-08-15 | PSX | Mitchell Kevin J | EVP, CFO | S - Sale+OE | $139.01 | -30.0K | 81.9K | -27% | -$4.17M |
| D | 2024-08-19 | 2024-08-15 | PSX | Mitchell Kevin J | EVP, CFO | M - OptEx | $74.70 | +30.0K | 111.9K | +37% | +$2.24M |
| D | 2024-08-19 | 2024-08-15 | PSX | Mitchell Kevin J | EVP, CFO | M - OptEx | $0.00 | -30.0K | 57.2K | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-08-15 | S | D | 30,000 | $139.01 | 81,937 | D | — | — | (F3) The price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.715 to $139.32. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. (F2) Includes 34,439 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis. Since the date of the reporting person's last ownership report, the reporting person transferred 24,770 shares of Phillips 66 common stock to the reporting person's ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. |
| 2 | Common | Common Stock | 2024-08-15 | M | A | 30,000 | $74.70 | 111,937 | D | — | — | (F2) Includes 34,439 Restricted Stock Units that settle for shares of Phillips 66 common stock on a 1-for-1 basis. Since the date of the reporting person's last ownership report, the reporting person transferred 24,770 shares of Phillips 66 common stock to the reporting person's ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2024-08-15 | M | D | 30,000 | $0.00 | 57,200 | D | $74.70 · — to 2031-02-09 | 30,000 Common Stock | (F4) The stock options became exercisable in three equal annual installments beginning February 9, 2022. |