Form 4 for SERA SERA PROGNOSTICS, INC.
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-06 · accession 0001534969-23-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-07 | 2023-03-06 | SERA | Kearney Paul | Chief Data Off | A - Grant | $0.00 | +16.0K | 16.0K | New | $0 |
| D | 2023-03-07 | 2023-03-06 | SERA | Kearney Paul | Chief Data Off | A - Grant | $0.00 | +25.3K | 25.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-06 | A | A | 16,000 | $0.00 | 16,000 | D | — | — | (F1) Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 1/4 of the original grant amount vests in annual installments for four years following the vesting commencement date, which is March 6, 2023, subject to the reporting person continuing to provide services to the issuer. |
| 2 | Derivative | Stock Option (right to buy) | 2023-03-06 | A | A | 25,300 | $0.00 | 25,300 | D | $3.80 · — to 2033-03-06 | 25,300 Class A Common Stock | (F2) These stock options vest over four years as follows: 1/48 of the original grant amount vests in monthly installments for four years following the vesting commencement date, which is March 6, 2023, subject to the reporting person continuing to provide services to the issuer. |