Form 4 for SERA SERA PROGNOSTICS, INC.
Accepted 2023-04-07 00:00:00 ET · period of report 2023-04-06 · accession 0001534969-23-000034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-07 | 2023-04-06 | SERA | Kearney Paul | Chief Data Off | M - OptEx | $0.75 | +24.1K | 40.0K | +150% | +$18.0K |
| D | 2023-04-07 | 2023-04-06 | SERA | Kearney Paul | Chief Data Off | M - OptEx | $0.00 | -24.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-04-06 | M | A | 24,050 | $0.75 | 40,050 | D | — | — | |
| 2 | Derivative | Stock Option (right to buy) | 2023-04-06 | M | D | 24,050 | $0.00 | 0 | D | $0.75 · — to 2023-05-20 | 24,050 Class A Common Stock | (F1) The shares subject to this option are fully vested and exercisable. |