Form 4 for SERA SERA PROGNOSTICS, INC.
Accepted 2023-06-06 00:00:00 ET · period of report 2023-06-05 · accession 0001534969-23-000059 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-06-06 | 2023-06-05 | SERA | Harrison Robert Gardner | CIO | S - Sale | $3.23 | -5,000 | 28.5K | -15% | -$16.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-06-05 | S | D | 5,000 | $3.23 | 28,500 | D | — | — | (F1) The Reporting Person purchased 5,000 shares of Class A Common Stock pursuant to the Sera Prognostics, Inc. 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase period of December 1, 2022 to May 31, 2023. |