Form 4 for SERA SERA PROGNOSTICS, INC.
Accepted 2023-11-08 00:00:00 ET · period of report 2023-11-06 · accession 0001534969-23-000114 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-08 | 2023-11-06 | SERA | Jackson Benjamin | GC | A - Grant | $0.00 | +125.0K | 162.7K | +332% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-06 | A | A | 125,000 | $0.00 | 162,700 | D | — | — | (F1) Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over two years as follows: 1/8 of the original grant amount vests in quarterly installments for two years following the grant date, subject to the reporting person continuing to provide services to the issuer. (F2) Includes 5,000 shares of Class A Common Stock purchased pursuant to the Sera Prognostics, Inc. 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase period of December 1, 2022 to May 31, 2023. |