Form 4 for SERA SERA PROGNOSTICS, INC.
Accepted 2023-11-08 00:00:00 ET · period of report 2023-11-06 · accession 0001534969-23-000118 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-11-08 | 2023-11-06 | SERA | Aerts Austin | CFO | A - Grant | $0.00 | +335.0K | 340.8K | +5,766% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-06 | A | A | 210,000 | $0.00 | 215,810 | D | — | — | (F1) Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over four years as follows: 1/16 of the original grant amount vests in quarterly installments for four years following the grant date, subject to the reporting person continuing to provide services to the issuer. |
| 2 | Common | Class A Common Stock | 2023-11-06 | A | A | 125,000 | $0.00 | 340,810 | D | — | — | (F2) Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over two years as follows: 1/8 of the original grant amount vests in quarterly installments for two years following the grant date, subject to the reporting person continuing to provide services to the issuer. |