Form 4 for SERA SERA PROGNOSTICS, INC.
Accepted 2024-05-14 00:00:00 ET · period of report 2024-05-10 · accession 0001534969-24-000111 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-14 | 2024-05-10 | SERA | Kearney Paul | Chief Data Off | A - Grant | $0.00 | +40.9K | 195.7K | +26% | $0 |
| D | 2024-05-14 | 2024-05-10 | SERA | Kearney Paul | Chief Data Off | D - Sale to Iss | — | -44.6K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-05-10 | A | A | 40,854 | $0.00 | 195,687 | D | — | — | (F1) Each share is represented by a restricted stock unit ("RSU"). These RSUs vest immediately and were granted in exchange for the Reporting Person's agreement to cancel the stock options represented in Table II of this Form 4. |
| 2 | Derivative | Stock Option (right to buy) | 2024-05-10 | D | D | 44,646 | — | 0 | D | $0.83 · — to 2024-08-20 | 44,646 Class A Common Stock | (F1) Each share is represented by a restricted stock unit ("RSU"). These RSUs vest immediately and were granted in exchange for the Reporting Person's agreement to cancel the stock options represented in Table II of this Form 4. (F2) The shares subject to this canceled option were fully vested and exercisable. |