Form 4 for SERA SERA PROGNOSTICS, INC.
Accepted 2024-06-07 00:00:00 ET · period of report 2024-06-06 · accession 0001534969-24-000132 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-07 | 2024-06-06 | SERA | Mirza Mansoor Raza | Dir | A - Grant | $0.00 | +7,117 | 7,117 | New | $0 |
| D | 2024-06-07 | 2024-06-06 | SERA | Mirza Mansoor Raza | Dir | A - Grant | $0.00 | +10.5K | 10.5K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-06-06 | A | A | 7,117 | $0.00 | 7,117 | D | — | — | (F1) Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 6, 2024, subject to the reporting person continuing to provide services to the issuer. |
| 2 | Derivative | Stock Option (right to buy) | 2024-06-06 | A | A | 10,549 | $0.00 | 10,549 | D | $8.43 · — to 2034-06-06 | 10,549 Class A Common Stock | (F2) Consists of stock options granted pursuant to Sera Prognostics, Inc.'s Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 6, 2024, subject to the reporting person continuing to provide services to the issuer. |