Form 4 for BHF Brighthouse Financial, Inc.
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0001535490-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-03 | 2023-03-01 | BHF | Steigerwalt Eric T | Pres, CEO, Dir | A - Grant | $58.35 | +108.2K | 374.6K | +41% | +$6.31M |
| DM | 2023-03-03 | 2023-03-01 | BHF | Steigerwalt Eric T | Pres, CEO, Dir | F - Tax | $58.35 | -64.6K | 266.4K | -20% | -$3.77M |
| D | 2023-03-03 | 2023-03-01 | BHF | Steigerwalt Eric T | Pres, CEO, Dir | M - OptEx | — | +38.0K | 283.2K | +16% | — |
| DM | 2023-03-03 | 2023-03-01 | BHF | Steigerwalt Eric T | Pres, CEO, Dir | M - OptEx | $0.00 | -38.0K | 25.0K | -60% | $0 |
| D | 2023-03-03 | 2023-03-01 | BHF | Steigerwalt Eric T | Pres, CEO, Dir | A - Grant | $0.00 | +30.8K | 30.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-01 | A | A | 108,198 | $58.35 | 374,594 | D | — | — | (F3) Shares acquired from the payout of the 2020 Performance Share Unit award. The number of shares issued was based on the achievement of performance goals over the 2020-2022 performance period. |
| 2 | Common | Common Stock | 2023-03-01 | F | D | 47,824 | $58.35 | 326,770 | D | — | — | |
| 3 | Common | Common Stock | 2023-03-01 | F | D | 16,818 | $58.35 | 266,396 | D | — | — | |
| 4 | Common | Common Stock | 2023-03-01 | M | A | 38,045 | — | 283,214 | D | — | — | (F1) Payout of shares upon the vesting of tranches of Restricted Stock Units ("RSUs") granted in March 2020, March 2021 and March 2022. (F2) Each Restricted Stock Unit represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. |
| 5 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 13,679 | $0.00 | 0 | D | — · — to — | 13,679 Common Stock | (F2) Each Restricted Stock Unit represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. (F4) Represents the vesting of the final tranche of the 2020 RSU award. |
| 6 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 11,881 | $0.00 | 11,882 | D | — · — to — | 11,881 Common Stock | (F2) Each Restricted Stock Unit represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. (F5) Represents the vesting of the second of three tranches of the 2021 RSU award. The final tranche will vest on the first business day in March 2024. |
| 7 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 12,485 | $0.00 | 24,968 | D | — · — to — | 12,485 Common Stock | (F2) Each Restricted Stock Unit represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. (F6) Represents the vesting of the first of three tranches of the 2022 RSU award. The remaining tranches will vest in substantially equal installments on the first business day in March 2024 and 2025. |
| 8 | Derivative | Restricted Stock Units | 2023-03-01 | A | A | 30,848 | $0.00 | 30,848 | D | — · — to — | 30,848 Common Stock | (F2) Each Restricted Stock Unit represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock. (F7) RSUs awarded in 2023 will vest in three substantially equal installments on the first business day in March 2024, 2025 and 2026. |