Form 4 for VOYA Voya Financial, Inc.
Accepted 2025-12-16 00:00:00 ET · period of report 2025-12-12 · accession 0001535929-25-000134 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-12-16 | 2025-12-12 | VOYA | Katz Michael Robert | See Remarks | M - OptEx | $37.60 | +20.6K | 60.7K | +51% | +$774.6K |
| D | 2025-12-16 | 2025-12-12 | VOYA | Katz Michael Robert | See Remarks | S - Sale+OE | $75.00 | -20.6K | 40.1K | -34% | -$1.54M |
| D | 2025-12-16 | 2025-12-12 | VOYA | Katz Michael Robert | See Remarks | M - OptEx | $0.00 | -20.6K | 35.6K | -37% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-12 | M | A | 20,600 | $37.60 | 60,696 | D | — | — | (F1) The options exercised and stock sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2025. The reporting person adopted this plan to cover transactions with respect to options to purchase the Company's stock that were granted by the Company in 2015 and would have expired if not exercised in December 2025. |
| 2 | Common | Common Stock | 2025-12-12 | S | D | 20,600 | $75.00 | 40,096 | D | — | — | (F1) The options exercised and stock sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2025. The reporting person adopted this plan to cover transactions with respect to options to purchase the Company's stock that were granted by the Company in 2015 and would have expired if not exercised in December 2025. |
| 3 | Derivative | Performance-Based Stock Options | 2025-12-12 | M | D | 20,600 | $0.00 | 35,587 | D | — · — to — | 20,600 Common Stock | (F2) The options vest based on the conditions set forth in their respective agreements. |