Form 4 for VOYA Voya Financial, Inc.
Accepted 2026-02-19 00:00:00 ET · period of report 2026-02-17 · accession 0001535929-26-000032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-02-19 | 2026-02-17 | VOYA | Katz Michael Robert | See Remarks | M - OptEx | $0.00 | +12.9K | 43.4K | +42% | $0 |
| D | 2026-02-19 | 2026-02-17 | VOYA | Katz Michael Robert | See Remarks | F - Tax | $74.39 | -5,911 | 47.1K | -11% | -$439.7K |
| DM | 2026-02-19 | 2026-02-17 | VOYA | Katz Michael Robert | See Remarks | M - OptEx | $0.00 | -12.9K | 65.6K | -16% | $0 |
| DM | 2026-02-19 | 2026-02-17 | VOYA | Katz Michael Robert | See Remarks | A - Grant | $0.00 | +46.8K | 69.0K | +211% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-02-17 | M | A | 9,549 | $0.00 | 52,994 | D | — | — | (F1) Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted and performance stock units that were awarded as compensation. |
| 2 | Common | Common Stock | 2026-02-17 | F | D | 5,911 | $74.39 | 47,083 | D | — | — | |
| 3 | Common | Common Stock | 2026-02-17 | M | A | 3,349 | $0.00 | 43,445 | D | — | — | (F1) Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted and performance stock units that were awarded as compensation. |
| 4 | Derivative | Restricted Stock Units | 2026-02-17 | M | D | 9,549 | $0.00 | 32,500 | D | — · — to — | 9,549 Common Stock | (F6) The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. |
| 5 | Derivative | Restricted Stock Units | 2026-02-17 | A | A | 21,051 | $0.00 | 42,049 | D | — · — to — | 21,051 Common Stock | (F2) The stock units will vest based on their respective award agreements. (F5) 1/3 of the restricted stock units will vest on February 16, 2027, 1/3 on February 15, 2028 and 1/3 on February 20, 2029. |
| 6 | Derivative | Performance Stock Unit | 2026-02-17 | A | A | 25,729 | $0.00 | 68,961 | D | — · — to — | 25,729 Common Stock | (F2) The stock units will vest based on their respective award agreements. (F3) The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 20, 2029) can range from 0% to 150% of the number presented above. |
| 7 | Derivative | Performance Stock Unit | 2026-02-17 | M | D | 3,349 | $0.00 | 65,612 | D | — · — to — | 3,349 Common Stock | (F4) The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. |