Form 4/A for VOYA Voya Financial, Inc.

Accepted 2026-08-28 16:08:06 ET · period of report 2026-08-21 · accession 0001535929-26-000166 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DAT	2026-08-28 16:08	2026-08-21	VOYA	Keshavan Santhosh	See Remarks	M - OptEx	$37.50	+35.6K	36.9K	+2,652%	+$1.33M
DAT	2026-08-28 16:08	2026-08-21	VOYA	Keshavan Santhosh	See Remarks	M - OptEx	$0.00	-35.6K	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2026-08-21	M	A	35,587	$37.50	36,929	D	—	—	(F1) The reporting person's original Form 4 filed on August 24, 2026, inadvertently did not contain the exercise of the options. These options executed (and stock sale reported on the Form 4 filed on August 24, 2026), were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2026. The reporting person adopted this plan to cover transactions with respect to options to purchase the Company's stock that were granted by the Company. The 36,929 shares indicated above reflect the final balance of shares following both the option exercise and the sales reflected on the original Form 4.
2	Derivative	Performance-Based Stock Options	2026-08-21	M	D	35,587	$0.00	0	D	— · — to —	35,587 Common Stock	(F2) The options vest based on the conditions set forth in their respective agreements. (F2) The options vest based on the conditions set forth in their respective agreements. (F2) The options vest based on the conditions set forth in their respective agreements.