Form 4 for OPRT Oportun Financial Corp
Accepted 2021-08-03 00:00:00 ET · period of report 2021-08-02 · accession 0001538716-21-000142 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-03 | 2021-08-02 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | F - Tax | $21.08 | -1,110 | 61.3K | -2% | -$23.4K |
| DM | 2021-08-03 | 2021-08-02 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | M - OptEx | — | +3,206 | 61.6K | +5% | — |
| DM | 2021-08-03 | 2021-08-02 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | M - OptEx | $0.00 | -3,206 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-02 | F | D | 101 | $21.08 | 61,471 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. |
| 2 | Common | Common Stock | 2021-08-02 | F | D | 1,009 | $21.08 | 61,281 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. |
| 3 | Common | Common Stock | 2021-08-02 | M | A | 2,915 | — | 62,290 | D | — | — | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 4 | Common | Common Stock | 2021-08-02 | M | A | 291 | — | 61,572 | D | — | — | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 5 | Derivative | Restricted Stock Units | 2021-08-02 | M | D | 291 | $0.00 | 0 | D | — · — to — | 291 Common Stock | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F4) The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. |
| 6 | Derivative | Resricted Stock Units | 2021-08-02 | M | D | 2,915 | $0.00 | 0 | D | — · — to — | 2,915 Common Stock | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F4) The restricted stock units vest over two years from August 1, 2019 with fifty percent vesting on the first anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. |