Form 4 for OPRT Oportun Financial Corp
Accepted 2021-08-31 00:00:00 ET · period of report 2021-08-27 · accession 0001538716-21-000160 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-31 | 2021-08-27+ | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | M - OptEx | $1.32 | +19.6K | 63.5K | +45% | +$25.9K |
| D | 2021-08-31 | 2021-08-30 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | F - Tax | $24.86 | -4,489 | 66.2K | -6% | -$111.6K |
| DM | 2021-08-31 | 2021-08-27+ | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | S - Sale+OE | $25.50 | -10.4K | 61.5K | -14% | -$265.2K |
| DM | 2021-08-31 | 2021-08-27+ | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | M - OptEx | $0.6995 | -19.6K | 104.2K | -16% | -$13.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-30 | M | A | 8,362 | $1.32 | 69,833 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-30 | F | D | 4,489 | $24.86 | 66,207 | D | — | — | (F4) No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. |
| 3 | Common | Common Stock | 2021-08-30 | S | D | 8,362 | $25.50 | 61,471 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/8/2020. (F2) All shares were sold at the same price. |
| 4 | Common | Common Stock | 2021-08-30 | M | A | 9,225 | — | 70,696 | D | — | — | (F3) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 5 | Common | Common Stock | 2021-08-27 | S | D | 2,038 | $25.50 | 61,471 | D | — | — | (F1) These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/8/2020. (F2) All shares were sold at the same price. |
| 6 | Common | Common Stock | 2021-08-27 | M | A | 2,038 | $1.32 | 63,509 | D | — | — | |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-08-27 | M | D | 2,038 | $1.32 | 112,532 | D | $1.32 · — to 2022-08-01 | 2,038 Common Stock | (F6) The option is fully vested. |
| 8 | Derivative | Restricted Stock Units | 2021-08-30 | M | D | 9,225 | $0.00 | 9,225 | D | — · — to — | 9,225 Common Stock | (F3) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F7) The restricted stock units will vest over four years from August 30, 2018 with 1/4 of the shares vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-08-27 | M | D | 8,362 | $1.32 | 104,170 | D | $1.32 · — to 2022-08-01 | 8,362 Common Stock | (F6) The option is fully vested. |