Form 4 for OPRT Oportun Financial Corp
Accepted 2021-08-31 00:00:00 ET · period of report 2021-08-30 · accession 0001538716-21-000167 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-31 | 2021-08-31 | OPRT | Kirscht Patrick | Chief Credit Off | S - Sale+OE | $24.80 | -2,000 | 144.9K | -1% | -$49.6K |
| D | 2021-08-31 | 2021-08-30 | OPRT | Kirscht Patrick | Chief Credit Off | M - OptEx | — | +12.6K | 151.1K | +9% | — |
| D | 2021-08-31 | 2021-08-30 | OPRT | Kirscht Patrick | Chief Credit Off | F - Tax | $24.86 | -4,176 | 146.9K | -3% | -$103.8K |
| D | 2021-08-31 | 2021-08-30 | OPRT | Kirscht Patrick | Chief Credit Off | M - OptEx | $0.00 | -12.6K | 12.6K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-31 | S | D | 2,000 | $24.80 | 144,942 | D | — | — | (F3) These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/15/2020. (F4) All shares were sold at the same price. |
| 2 | Common | Common Stock | 2021-08-30 | M | A | 12,579 | — | 151,118 | D | — | — | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 3 | Common | Common Stock | 2021-08-30 | F | D | 4,176 | $24.86 | 146,942 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. |
| 4 | Derivative | Restricted Stock Units | 2021-08-30 | M | D | 12,579 | $0.00 | 12,580 | D | — · — to — | 12,579 Common Stock | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F5) The restricted stock units vest over four years from August 30, 2018 with twenty-five percent vesting on the one year anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. |