Form 4 for OPRT Oportun Financial Corp
Accepted 2021-08-31 00:00:00 ET · period of report 2021-08-30 · accession 0001538716-21-000169 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-31 | 2021-08-30 | OPRT | Needham David Anthony | Chief Product Off | M - OptEx | — | +5,871 | 51.9K | +13% | — |
| D | 2021-08-31 | 2021-08-30 | OPRT | Needham David Anthony | Chief Product Off | F - Tax | $24.86 | -2,031 | 49.9K | -4% | -$50.5K |
| D | 2021-08-31 | 2021-08-30 | OPRT | Needham David Anthony | Chief Product Off | M - OptEx | $0.00 | -5,871 | 5,871 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-30 | M | A | 5,871 | — | 51,943 | D | — | — | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 2 | Common | Common Stock | 2021-08-30 | F | D | 2,031 | $24.86 | 49,912 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2021-08-30 | M | D | 5,871 | $0.00 | 5,871 | D | — · — to — | 5,871 Common Stock | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F3) The restricted stock units vest over four years from August 30,2018 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. |