Form 4 for OPRT Oportun Financial Corp
Accepted 2022-03-07 00:00:00 ET · period of report 2022-03-03 · accession 0001538716-22-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-07 | 2022-03-03 | OPRT | Jenkins Matthew Wayne | COO, GM, Personal-Auto Loans | M - OptEx | — | +5,949 | 94.0K | +7% | — |
| D | 2022-03-07 | 2022-03-03 | OPRT | Jenkins Matthew Wayne | COO, GM, Personal-Auto Loans | F - Tax | $15.71 | -1,666 | 92.3K | -2% | -$26.2K |
| D | 2022-03-07 | 2022-03-03 | OPRT | Jenkins Matthew Wayne | COO, GM, Personal-Auto Loans | M - OptEx | $0.00 | -5,949 | 5,950 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-03 | M | A | 5,949 | — | 94,003 | D | — | — | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 2 | Common | Common Stock | 2022-03-03 | F | D | 1,666 | $15.71 | 92,337 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2022-03-03 | M | D | 5,949 | $0.00 | 5,950 | D | — · — to — | 5,949 Common Stock | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F3) The restricted stock units vest over four years from March 3, 2019, with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. |