Form 4 for OPRT Oportun Financial Corp
Accepted 2022-03-07 00:00:00 ET · period of report 2022-03-03 · accession 0001538716-22-000034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-07 | 2022-03-03 | OPRT | Vazquez Raul | CEO, Dir | F - Tax | $15.71 | -6,276 | 390.1K | -2% | -$98.6K |
| D | 2022-03-07 | 2022-03-03 | OPRT | Vazquez Raul | CEO, Dir | M - OptEx | — | +17.8K | 396.4K | +5% | — |
| D | 2022-03-07 | 2022-03-03 | OPRT | Vazquez Raul | CEO, Dir | M - OptEx | $0.00 | -17.8K | 17.8K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-03 | F | D | 6,276 | $15.71 | 390,104 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 2 | Common | Common Stock | 2022-03-03 | M | A | 17,848 | — | 396,380 | D | — | — | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 3 | Derivative | Restricted Stock Units | 2022-03-03 | M | D | 17,848 | $0.00 | 17,849 | D | — · — to — | 17,848 Common Stock | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F4) Twenty-Five percent of the restricted stock units vested on March 3, 2020 and the balance vests annually over three years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. |