Form 4 for OPRT Oportun Financial Corp
Accepted 2022-03-07 00:00:00 ET · period of report 2022-03-03 · accession 0001538716-22-000036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-03-07 | 2022-03-04 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | G - Gift | $0.00 | +29.4K | 149.4K | +24% | $0 |
| D | 2022-03-07 | 2022-03-04 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | G - Gift | $0.00 | -29.4K | 50.1K | -37% | $0 |
| D | 2022-03-07 | 2022-03-03 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | M - OptEx | — | +5,949 | 81.8K | +8% | — |
| D | 2022-03-07 | 2022-03-03 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | F - Tax | $15.71 | -2,344 | 79.5K | -3% | -$36.8K |
| D | 2022-03-07 | 2022-03-03 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | M - OptEx | $0.00 | -5,949 | 5,950 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-04 | G | A | 29,369 | $0.00 | 149,423 | I | — | — | (F3) This transaction involved a transfer of securities by the Reporting Person to the Jonathan A. Coblentz dated 03/31/2017 for which the Reporting Person is the Trustee. |
| 2 | Common | Common Stock | 2022-03-04 | G | D | 29,369 | $0.00 | 50,092 | D | — | — | (F3) This transaction involved a transfer of securities by the Reporting Person to the Jonathan A. Coblentz dated 03/31/2017 for which the Reporting Person is the Trustee. |
| 3 | Common | Common Stock | 2022-03-03 | M | A | 5,949 | — | 81,805 | D See footnote. | — | — | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F4) These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee. |
| 4 | Common | Common Stock | 2022-03-03 | F | D | 2,344 | $15.71 | 79,461 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 5 | Derivative | Restricted Stock Units | 2022-03-03 | M | D | 5,949 | $0.00 | 5,950 | D | — · — to — | 5,949 Common Stock | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F5) The restricted stock units vest over four years from August 30, 2019 with 1/4 of the restricted stock units vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. |