Form 4 for OPRT Oportun Financial Corp
Accepted 2022-03-10 00:00:00 ET · period of report 2022-03-08 · accession 0001538716-22-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-10 | 2022-03-08+ | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | M - OptEx | $2.30 | +88.5K | 70.1K | New | +$204.0K |
| D | 2022-03-10 | 2022-03-10 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | F - Tax | $13.26 | -29.5K | 99.3K | -23% | -$391.5K |
| DM | 2022-03-10 | 2022-03-08 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | M - OptEx | $2.30 | -88.5K | 26.6K | -77% | -$204.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-10 | M | A | 9,775 | $10.23 | 109,110 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-10 | F | D | 29,527 | $13.26 | 99,335 | D | — | — | (F1) Represents shares withheld by the Issuer to pay the exercise price and taxes pursuant to the "net exercise" of 58,770 option shares. |
| 3 | Common | Common Stock | 2022-03-10 | M | A | 58,770 | $1.32 | 128,862 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-08 | M | A | 20,000 | $1.32 | 70,092 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2022-03-08 | M | D | 20,000 | $1.32 | 58,770 | D | $1.32 · — to 2022-08-01 | 20,000 Common Stock | (F3) The option is fully vested. |
| 6 | Derivative | Stock Option (Right to Buy) | 2022-03-08 | M | D | 58,770 | $1.32 | 0 | D | $1.32 · — to 2022-08-01 | 58,770 Common Stock | (F3) The option is fully vested. |
| 7 | Derivative | Stock Option (Right to Buy) | 2022-03-08 | M | D | 9,775 | $10.23 | 26,588 | D | $10.23 · — to 2024-09-28 | 9,775 Common Stock | (F3) The option is fully vested. |