Form 4 for OPRT Oportun Financial Corp
Accepted 2022-03-10 00:00:00 ET · period of report 2022-03-09 · accession 0001538716-22-000042 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-10 | 2022-03-09 | OPRT | Vazquez Raul | CEO, Dir | F - Tax | $13.58 | -431.1K | 750.3K | -36% | -$5.85M |
| D | 2022-03-10 | 2022-03-09 | OPRT | Vazquez Raul | CEO, Dir | M - OptEx | $1.32 | +791.3K | 1.18M | +203% | +$1.04M |
| D | 2022-03-10 | 2022-03-09 | OPRT | Vazquez Raul | CEO, Dir | M - OptEx | $1.32 | -791.3K | 0 | -100% | -$1.04M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-09 | F | D | 431,118 | $13.58 | 750,304 | D | — | — | (F1) Represents shares withheld by the Issuer to pay the exercise price and taxes pursuant to the "net exercise" of 791,318 option shares. |
| 2 | Common | Common Stock | 2022-03-09 | M | A | 791,318 | $1.32 | 1,181,422 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2022-03-09 | M | D | 791,318 | $1.32 | 0 | D | $1.32 · — to 2022-04-08 | 791,318 Common Stock | (F3) The option is fully vested. |