Form 4 for OPRT Oportun Financial Corp
Accepted 2022-03-14 00:00:00 ET · period of report 2022-03-10 · accession 0001538716-22-000044 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-14 | 2022-03-10 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | M - OptEx | — | +7,895 | 117.0K | +7% | — |
| DM | 2022-03-14 | 2022-03-10 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | F - Tax | $13.26 | -3,951 | 114.3K | -3% | -$52.4K |
| D | 2022-03-14 | 2022-03-10 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | M - OptEx | $0.00 | -7,895 | 15.8K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-10 | M | A | 7,895 | — | 117,005 | D | — | — | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 2 | Common | Common Stock | 2022-03-10 | F | D | 1,220 | $13.26 | 113,054 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 3 | Common | Common Stock | 2022-03-10 | F | D | 2,731 | $13.26 | 114,274 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 4 | Derivative | Restricted Stock Units | 2022-03-10 | M | D | 7,895 | $0.00 | 15,790 | D | — · — to — | 7,895 Common Stock | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F4) 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. |