Form 4 for OPRT Oportun Financial Corp
Accepted 2022-03-14 00:00:00 ET · period of report 2022-03-10 · accession 0001538716-22-000046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-14 | 2022-03-10+ | OPRT | Kirscht Patrick | Chief Credit Off | M - OptEx | $1.87 | +18.5K | 165.3K | +13% | +$34.6K |
| DM | 2022-03-14 | 2022-03-10 | OPRT | Kirscht Patrick | Chief Credit Off | F - Tax | $13.26 | -4,455 | 158.0K | -3% | -$59.1K |
| DM | 2022-03-14 | 2022-03-10+ | OPRT | Kirscht Patrick | Chief Credit Off | M - OptEx | $0.8717 | -18.5K | 2,761 | -87% | -$16.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-10 | M | A | 9,869 | — | 161,128 | D | — | — | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 2 | Common | Common Stock | 2022-03-11 | M | A | 8,617 | $1.87 | 165,290 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-10 | F | D | 1,350 | $13.26 | 156,673 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 4 | Common | Common Stock | 2022-03-10 | F | D | 3,105 | $13.26 | 158,023 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 5 | Derivative | Restricted Stock Units | 2022-03-10 | M | D | 9,869 | $0.00 | 19,737 | D | — · — to — | 9,869 Common Stock | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F3) 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. |
| 6 | Derivative | Stock Option (Right to Buy) | 2022-03-11 | M | D | 8,617 | $1.87 | 2,761 | D | $1.87 · — to 2022-12-03 | 8,617 Common Stock | (F4) The option is fully vested. |