Form 4 for OPRT Oportun Financial Corp
Accepted 2022-03-14 00:00:00 ET · period of report 2022-03-10 · accession 0001538716-22-000054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-14 | 2022-03-10+ | OPRT | Needham David Anthony | Chief Product Off | F - Tax | $13.09 | -14.2K | 89.0K | -14% | -$186.1K |
| DM | 2022-03-14 | 2022-03-10+ | OPRT | Needham David Anthony | Chief Product Off | M - OptEx | $2.43 | +68.1K | 93.1K | +272% | +$165.3K |
| D | 2022-03-14 | 2022-03-11 | OPRT | Needham David Anthony | Chief Product Off | A - Grant | $1.32 | -40.4K | 0 | -100% | -$53.4K |
| DM | 2022-03-14 | 2022-03-10+ | OPRT | Needham David Anthony | Chief Product Off | M - OptEx | $3.62 | -27.7K | 0 | -100% | -$100.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-10 | F | D | 1,707 | $13.26 | 53,439 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 2 | Common | Common Stock | 2022-03-11 | F | D | 7,662 | $13.05 | 104,071 | D | — | — | (F3) Represents tender of previously owned shares to cover the exercise price of the stock options. |
| 3 | Common | Common Stock | 2022-03-10 | M | A | 4,934 | — | 55,146 | D | — | — | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 4 | Common | Common Stock | 2022-03-11 | M | A | 22,727 | $4.40 | 111,733 | D | — | — | |
| 5 | Common | Common Stock | 2022-03-10 | F | D | 763 | $13.26 | 52,676 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 6 | Common | Common Stock | 2022-03-11 | M | A | 40,418 | $1.32 | 93,094 | D | — | — | |
| 7 | Common | Common Stock | 2022-03-11 | F | D | 4,088 | $13.05 | 89,006 | D | — | — | (F3) Represents tender of previously owned shares to cover the exercise price of the stock options. |
| 8 | Derivative | Stock Option (Right to Buy) | 2022-03-11 | A | D | 40,418 | $1.32 | 0 | D | $1.32 · — to 2022-09-26 | 40,418 Common Stock | (F5) The option is fully vested. |
| 9 | Derivative | Restricted Stock Units | 2022-03-10 | M | D | 4,934 | $0.00 | 9,869 | D | — · — to — | 4,934 Common Stock | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F4) 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date |
| 10 | Derivative | Stock Option (Right to Buy) | 2022-03-11 | M | D | 22,727 | $4.40 | 0 | D | $4.40 · — to 2023-07-24 | 22,727 Common Stock | (F5) The option is fully vested. |