Form 4 for OPRT Oportun Financial Corp
Accepted 2022-03-29 00:00:00 ET · period of report 2022-03-25 · accession 0001538716-22-000066 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-29 | 2022-03-25 | OPRT | Aristei Joan | GC, CRO | A - Grant | — | +42.4K | 114.0K | +59% | — |
| D | 2022-03-29 | 2022-03-25 | OPRT | Aristei Joan | GC, CRO | A - Grant | $13.39 | +23.9K | 23.9K | New | +$320.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-25 | A | A | 42,421 | — | 113,980 | D | — | — | (F1) 1/4 of the restricted stock units will vest on March 10, 2023 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. (F2) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 2 | Derivative | Common Stock | 2022-03-25 | A | A | 23,904 | $13.39 | 23,904 | D | $13.39 · — to 2032-03-24 | 23,904 Common Stock | (F3) The stock options vest over four years from March 10, 2022 with 1/4 of the options vesting on March 10, 2023 and 1/36 of the remaining option shares vesting monthly over three years, subject to the continued service of the Reporting Person on each vesting date. |