Form 4 for OPRT Oportun Financial Corp
Accepted 2022-09-01 00:00:00 ET · period of report 2022-08-31 · accession 0001538716-22-000168 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-01 | 2022-08-31 | OPRT | Aristei Joan | GC, CRO | M - OptEx | — | +6,290 | 120.3K | +6% | — |
| D | 2022-09-01 | 2022-08-31 | OPRT | Aristei Joan | GC, CRO | F - Tax | $5.33 | -2,176 | 118.1K | -2% | -$11.6K |
| D | 2022-09-01 | 2022-08-31 | OPRT | Aristei Joan | GC, CRO | M - OptEx | $0.00 | -6,290 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-31 | M | A | 6,290 | — | 120,270 | D | — | — | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 2 | Common | Common Stock | 2022-08-31 | F | D | 2,176 | $5.33 | 118,094 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2022-08-31 | M | D | 6,290 | $0.00 | 0 | D | — · — to — | 6,290 Common Stock | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F3) The restricted stock units fully vested on August 30, 2022. |