Form 4 for OPRT Oportun Financial Corp
Accepted 2022-09-01 00:00:00 ET · period of report 2022-08-30 · accession 0001538716-22-000170 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-01 | 2022-08-30 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | M - OptEx | — | +9,225 | 119.4K | +8% | — |
| D | 2022-09-01 | 2022-08-30 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | F - Tax | $5.33 | -4,574 | 114.8K | -4% | -$24.4K |
| D | 2022-09-01 | 2022-08-30 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | M - OptEx | $0.00 | -9,225 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-30 | M | A | 9,225 | — | 119,423 | D | — | — | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 2 | Common | Common Stock | 2022-08-30 | F | D | 4,574 | $5.33 | 114,849 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2022-08-30 | M | D | 9,225 | $0.00 | 0 | D | — · — to — | 9,225 Common Stock | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F4) The restricted stock units fully vested on August 30, 2022. |