Form 4 for OPRT Oportun Financial Corp
Accepted 2022-09-01 00:00:00 ET · period of report 2022-08-30 · accession 0001538716-22-000174 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-01 | 2022-06-14 | OPRT | Kirscht Patrick | Chief Credit Off | G - Gift | $0.00 | -5,800 | 244.3K | -2% | $0 |
| DMI | 2022-09-01 | 2022-06-14 | OPRT | Kirscht Patrick | Chief Credit Off | G - Gift | $0.00 | +5,800 | 2,900 | New | $0 |
| D | 2022-09-01 | 2022-08-30 | OPRT | Kirscht Patrick | Chief Credit Off | F - Tax | $5.33 | -6,988 | 249.9K | -3% | -$37.2K |
| D | 2022-09-01 | 2022-08-30 | OPRT | Kirscht Patrick | Chief Credit Off | M - OptEx | — | +12.6K | 256.9K | +5% | — |
| D | 2022-09-01 | 2022-08-30 | OPRT | Kirscht Patrick | Chief Credit Off | M - OptEx | $0.00 | -12.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-14 | G | D | 2,900 | $0.00 | 247,232 | D By Child 1 | — | — | (F1) This transaction involved a gift of securities by the Reporting Person to his child, who shares Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose. |
| 2 | Common | Common Stock | 2022-06-14 | G | A | 2,900 | $0.00 | 2,900 | I By Child 2 | — | — | (F1) This transaction involved a gift of securities by the Reporting Person to his child, who shares Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose. |
| 3 | Common | Common Stock | 2022-08-30 | F | D | 6,988 | $5.33 | 249,924 | D | — | — | (F3) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 4 | Common | Common Stock | 2022-06-14 | G | A | 2,900 | $0.00 | 2,900 | I | — | — | (F1) This transaction involved a gift of securities by the Reporting Person to his child, who shares Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose. |
| 5 | Common | Common Stock | 2022-08-30 | M | A | 12,580 | — | 256,912 | D | — | — | (F2) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 6 | Common | Common Stock | 2022-06-14 | G | D | 2,900 | $0.00 | 244,332 | D | — | — | (F1) This transaction involved a gift of securities by the Reporting Person to his child, who shares Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose. |
| 7 | Derivative | Restricted Stock Units | 2022-08-30 | M | D | 12,580 | $0.00 | 0 | D | — · — to — | 12,580 Common Stock | (F2) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F4) The restricted stock units fully vested on August 30, 2022. |