Form 4 for OPRT Oportun Financial Corp
Accepted 2022-09-01 00:00:00 ET · period of report 2022-08-30 · accession 0001538716-22-000176 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-01 | 2022-05-25 | OPRT | Vazquez Raul | CEO, Dir | G - Gift | $0.00 | -7,948 | 954.8K | -0.8% | $0 |
| D | 2022-09-01 | 2022-08-30 | OPRT | Vazquez Raul | CEO, Dir | F - Tax | $5.33 | -14.6K | 969.6K | -1% | -$77.6K |
| D | 2022-09-01 | 2022-08-30 | OPRT | Vazquez Raul | CEO, Dir | M - OptEx | — | +29.4K | 984.1K | +3% | — |
| DI | 2022-09-01 | 2022-05-25 | OPRT | Vazquez Raul | CEO, Dir | G - Gift | $0.00 | +7,948 | 180.8K | +5% | $0 |
| D | 2022-09-01 | 2022-08-30 | OPRT | Vazquez Raul | CEO, Dir | M - OptEx | $0.00 | -29.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-25 | G | D | 7,948 | $0.00 | 954,776 | D See footnote | — | — | (F1) This transaction involved a transfer of securities by the Reporting Person to a family trust for which the Reporting Person is the Trustee. (F2) These shares are held in a family trust for which the Reporting Person is the Trustee. |
| 2 | Common | Common Stock | 2022-08-30 | F | D | 14,554 | $5.33 | 969,575 | D | — | — | (F4) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 3 | Common | Common Stock | 2022-08-30 | M | A | 29,353 | — | 984,129 | D | — | — | (F3) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 4 | Common | Common Stock | 2022-05-25 | G | A | 7,948 | $0.00 | 180,812 | I | — | — | (F1) This transaction involved a transfer of securities by the Reporting Person to a family trust for which the Reporting Person is the Trustee. |
| 5 | Derivative | Restricted Stock Units | 2022-08-30 | M | D | 29,353 | $0.00 | 0 | D | — · — to — | 29,353 Common Stock | (F3) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F5) The restricted stock units fully vested on August 30, 2022. |