Form 4 for OPRT Oportun Financial Corp
Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-03 · accession 0001538716-23-000024 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-07 | 2023-03-03 | OPRT | Vazquez Raul | CEO, Dir | M - OptEx | — | +17.8K | 971.8K | +2% | — |
| D | 2023-03-07 | 2023-03-03 | OPRT | Vazquez Raul | CEO, Dir | F - Tax | $6.00 | -6,381 | 965.4K | -0.7% | -$38.3K |
| D | 2023-03-07 | 2023-03-03 | OPRT | Vazquez Raul | CEO, Dir | M - OptEx | $0.00 | -17.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-03 | M | A | 17,849 | — | 971,818 | D | — | — | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 2 | Common | Common Stock | 2023-03-03 | F | D | 6,381 | $6.00 | 965,437 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2023-03-03 | M | D | 17,849 | $0.00 | 0 | D | — · — to — | 17,849 Common Stock | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F4) The Restricted Stock Units fully vested on March 3, 2023. |