Form 4 for OPRT Oportun Financial Corp
Accepted 2023-03-14 00:00:00 ET · period of report 2023-03-10 · accession 0001538716-23-000039 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-14 | 2023-03-10 | OPRT | Aristei Joan | GC, CRO | M - OptEx | — | +4,934 | 123.3K | +4% | — |
| DM | 2023-03-14 | 2023-03-10 | OPRT | Aristei Joan | GC, CRO | F - Tax | $4.32 | -6,890 | 121.3K | -5% | -$29.8K |
| D | 2023-03-14 | 2023-03-10 | OPRT | Aristei Joan | GC, CRO | M - OptEx | $0.00 | -4,934 | 4,935 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-10 | M | A | 4,934 | — | 123,337 | D | — | — | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 2 | Common | Common Stock | 2023-03-10 | F | D | 3,977 | $4.32 | 116,447 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 3 | Common | Common Stock | 2023-03-10 | F | D | 900 | $4.32 | 120,424 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 4 | Common | Common Stock | 2023-03-10 | F | D | 2,013 | $4.32 | 121,324 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 5 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 4,934 | $0.00 | 4,935 | D | — · — to — | 4,934 Common Stock | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F3) The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. |