Form 4 for OPRT Oportun Financial Corp
Accepted 2023-03-14 00:00:00 ET · period of report 2023-03-10 · accession 0001538716-23-000045 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-14 | 2023-03-10 | OPRT | Kirscht Patrick | Chief Credit Off | F - Tax | $4.32 | -19.2K | 253.4K | -7% | -$83.0K |
| D | 2023-03-14 | 2023-03-10 | OPRT | Kirscht Patrick | Chief Credit Off | M - OptEx | — | +9,868 | 258.9K | +4% | — |
| D | 2023-03-14 | 2023-03-10 | OPRT | Kirscht Patrick | Chief Credit Off | M - OptEx | $0.00 | -9,868 | 9,869 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-10 | F | D | 11,369 | $4.32 | 239,676 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 2 | Common | Common Stock | 2023-03-10 | F | D | 2,335 | $4.32 | 251,045 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 3 | Common | Common Stock | 2023-03-10 | F | D | 5,501 | $4.32 | 253,380 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 4 | Common | Common Stock | 2023-03-10 | M | A | 9,868 | — | 258,881 | D | — | — | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 5 | Derivative | Restricted Stock Units | 2023-03-10 | M | D | 9,868 | $0.00 | 9,869 | D | — · — to — | 9,868 Common Stock | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F4) The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. |