Form 4 for OPRT Oportun Financial Corp

Accepted 2023-03-14 00:00:00 ET · period of report 2023-03-10 · accession 0001538716-23-000047 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2023-03-14	2023-03-10	OPRT	Mueller Casey	Gbl Ctrl, PAO	F - Tax	$4.32	-1,077	173.4K	-0.6%	-$4,653
	2023-03-14	2023-03-10	OPRT	Mueller Casey	Gbl Ctrl, PAO	A - Grant	—	+155.5K	174.4K	+822%	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-03-10	F	D	100	$4.32	173,838	D	—	—	(F3) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
2	Common	Common Stock	2023-03-10	F	D	506	$4.32	173,938	D	—	—	(F3) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
3	Common	Common Stock	2023-03-10	A	A	155,521	—	174,444	D	—	—	(F1) The restricted stock unit will vest over four years from March 10, 2023 with fifty percent vesting on the second anniversary and the remainder vesting quarterly, provided that the Reporting Person remains in continuous service on each vesting date. (F2) Each restricted stock unit represents the right to receive at settlement, one share of common stock.
4	Common	Common Stock	2023-03-10	F	D	471	$4.32	173,367	D	—	—	(F3) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.