Form 4 for OPRT Oportun Financial Corp
Accepted 2023-03-14 00:00:00 ET · period of report 2023-03-10 · accession 0001538716-23-000049 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-14 | 2023-03-10 | OPRT | Vazquez Raul | CEO, Dir | M - OptEx | — | +23.0K | 988.5K | +2% | — |
| DM | 2023-03-14 | 2023-03-10 | OPRT | Vazquez Raul | CEO, Dir | F - Tax | $4.32 | -28.6K | 959.8K | -3% | -$123.7K |
| D | 2023-03-14 | 2023-03-10 | OPRT | Vazquez Raul | CEO, Dir | M - OptEx | $0.00 | -23.0K | 23.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-10 | M | A | 23,026 | — | 988,463 | D | — | — | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. |
| 2 | Common | Common Stock | 2023-03-10 | F | D | 7,963 | $4.32 | 980,500 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 3 | Common | Common Stock | 2023-03-10 | F | D | 3,559 | $4.32 | 976,941 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 4 | Common | Common Stock | 2023-03-10 | F | D | 17,114 | $4.32 | 959,827 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 5 | Derivative | Resricted Stock Units | 2023-03-10 | M | D | 23,026 | $0.00 | 23,027 | D | — · — to — | 23,026 Common Stock | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. (F4) The restricted stock units vest over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. |