Form 4 for OPRT Oportun Financial Corp
Accepted 2023-06-15 00:00:00 ET · period of report 2023-06-14 · accession 0001538716-23-000101 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-15 | 2023-06-14 | OPRT | Vazquez Raul | CEO, Dir | F - Tax | $5.86 | -87.3K | 962.5K | -8% | -$511.7K |
| DM | 2023-06-15 | 2023-06-14 | OPRT | Vazquez Raul | CEO, Dir | M - OptEx | $4.40 | +101.7K | 1.05M | +11% | +$447.4K |
| DM | 2023-06-15 | 2023-06-14 | OPRT | Vazquez Raul | CEO, Dir | M - OptEx | $4.40 | -101.7K | 0 | -100% | -$447.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-14 | F | D | 79,230 | $5.86 | 974,188 | D | — | — | (F2) Represents shares withheld by the issuer to pay the exercise price and taxes pursuant to the "net exercise" of 90,909 option shares. |
| 2 | Common | Common Stock | 2023-06-14 | M | A | 10,766 | $4.40 | 970,593 | D | — | — | |
| 3 | Common | Common Stock | 2023-06-14 | F | D | 8,084 | $5.86 | 962,509 | D | — | — | (F1) Represents tender of previously owned shares to cover the exercise price of the stock options. |
| 4 | Common | Common Stock | 2023-06-14 | M | A | 90,909 | $4.40 | 1,053,418 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-06-14 | M | D | 10,766 | $4.40 | 90,909 | D | $4.40 · — to 2023-07-24 | 10,766 Common Stock | (F4) The option is fully vested. |
| 6 | Derivative | Stock Option (Right to Buy) | 2023-06-14 | M | D | 90,909 | $4.40 | 0 | D | $4.40 · — to 2023-07-24 | 90,909 Common Stock | (F4) The option is fully vested. |