Form 4 for OPRT Oportun Financial Corp
Accepted 2023-06-15 00:00:00 ET · period of report 2023-06-14 · accession 0001538716-23-000103 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-15 | 2023-06-14 | OPRT | Kirscht Patrick | Chief Credit Off | M - OptEx | $4.40 | +68.2K | 290.8K | +31% | +$300.0K |
| DM | 2023-06-15 | 2023-06-14 | OPRT | Kirscht Patrick | Chief Credit Off | F - Tax | $5.86 | -57.6K | 250.3K | -19% | -$337.5K |
| DM | 2023-06-15 | 2023-06-14 | OPRT | Kirscht Patrick | Chief Credit Off | M - OptEx | $4.40 | -68.2K | 0 | -100% | -$300.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-14 | M | A | 22,727 | $4.40 | 262,403 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-14 | M | A | 45,454 | $4.40 | 290,792 | D | — | — | |
| 3 | Common | Common Stock | 2023-06-14 | F | D | 17,065 | $5.86 | 245,338 | D | — | — | (F1) Represents tender of previously owned shares to cover the exercise price of the stock options. |
| 4 | Common | Common Stock | 2023-06-14 | F | D | 40,521 | $5.86 | 250,271 | D | — | — | (F2) Represents shares withheld by the issuer to pay the exercise price and taxes pursuant to the "net exercise" of 45,454 option shares. |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-06-14 | M | D | 22,727 | $4.40 | 0 | D | $4.40 · — to 2023-07-24 | 22,727 Common Stock | (F3) The option is fully vested. |
| 6 | Derivative | Stock Option (Right to Buy) | 2023-06-14 | M | D | 45,454 | $4.40 | 0 | D | $4.40 · — to 2023-08-09 | 45,454 Common Stock | (F3) The option is fully vested. |