Form 4 for OPRT Oportun Financial Corp
Accepted 2023-09-12 00:00:00 ET · period of report 2023-09-10 · accession 0001538716-23-000144 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-09-12 | 2023-09-10 | OPRT | Layton Kathleen I. | CLO | F - Tax | $7.51 | -516 | 30.9K | -2% | -$3,875 | |
| 2023-09-12 | 2023-09-10 | OPRT | Layton Kathleen I. | CLO | A - Grant | — | +36.1K | 67.0K | +117% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-10 | F | D | 516 | $7.51 | 30,898 | D | — | — | (F1) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 2 | Common | Common Stock | 2023-09-10 | A | A | 36,102 | — | 67,000 | D | — | — | (F2) The restricted stock units will vest over four years from September 10, 2023 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. (F3) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |