Form 4 for OPRT Oportun Financial Corp
Accepted 2024-03-19 00:00:00 ET · period of report 2024-03-15 · accession 0001538716-24-000038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-19 | 2024-03-15 | OPRT | Vazquez Raul | CEO, Dir | F - Tax | $3.52 | -50.9K | 1.15M | -4% | -$179.3K |
| D | 2024-03-19 | 2024-03-15 | OPRT | Vazquez Raul | CEO, Dir | M - OptEx | — | +23.0K | 1.16M | +2% | — |
| D | 2024-03-19 | 2024-03-15 | OPRT | Vazquez Raul | CEO, Dir | M - OptEx | $0.00 | -23.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-15 | F | D | 20,975 | $3.52 | 1,107,043 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 2 | Common | Common Stock | 2024-03-15 | F | D | 17,659 | $3.52 | 1,128,018 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 3 | Common | Common Stock | 2024-03-15 | F | D | 3,672 | $3.52 | 1,145,677 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 4 | Common | Common Stock | 2024-03-15 | M | A | 23,027 | — | 1,157,970 | D | — | — | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. |
| 5 | Common | Common Stock | 2024-03-15 | F | D | 8,621 | $3.52 | 1,149,349 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 6 | Derivative | Resricted Stock Units | 2024-03-15 | M | D | 23,027 | $0.00 | 0 | D | — · — to — | 23,027 Common Stock | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. (F4) 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. |