Form 4 for OPRT Oportun Financial Corp
Accepted 2024-03-19 00:00:00 ET · period of report 2024-03-15 · accession 0001538716-24-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-19 | 2024-03-15 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | M - OptEx | — | +7,895 | 224.7K | +4% | — |
| DM | 2024-03-19 | 2024-03-15 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | F - Tax | $3.52 | -13.2K | 220.1K | -6% | -$46.6K |
| D | 2024-03-19 | 2024-03-15 | OPRT | COBLENTZ JONATHAN AARON | CFO, Chief Admin Off | M - OptEx | $0.00 | -7,895 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-15 | M | A | 7,895 | — | 224,748 | D | — | — | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. |
| 2 | Common | Common Stock | 2024-03-15 | F | D | 3,236 | $3.52 | 221,512 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 3 | Common | Common Stock | 2024-03-15 | F | D | 2,335 | $3.52 | 211,521 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 4 | Common | Common Stock | 2024-03-15 | F | D | 6,210 | $3.52 | 213,856 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 5 | Common | Common Stock | 2024-03-15 | F | D | 1,446 | $3.52 | 220,066 | D | — | — | (F2) No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. |
| 6 | Derivative | Restricted Stock Units | 2024-03-15 | M | D | 7,895 | $0.00 | 0 | D | — · — to — | 7,895 Common Stock | (F1) Each restricted stock unit represents the right to receive at settlement, one share of common stock. (F4) The restricted stock units vested over four years from March 10, 2020 with 1/4 of the restricted stock units vesting annually on each anniversary date, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. |