Form 4 for NB NIOCORP DEVELOPMENTS LTD
Accepted 2021-09-17 00:00:00 ET · period of report 2021-09-16 · accession 0001539497-21-001373 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-17 | 2021-09-16 | NB | Wightman Anna Castner | Dir | M - OptEx | $0.74 | +500.0K | 502.0K | +25,000% | +$370.0K |
| D | 2021-09-17 | 2021-09-16 | NB | Wightman Anna Castner | Dir | F - Tax | $0.88 | -423.4K | 78.6K | -84% | -$372.6K |
| D | 2021-09-17 | 2021-09-16 | NB | Wightman Anna Castner | Dir | M - OptEx | $0.00 | -500.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2021-09-16 | M | A | 500,000 | $0.74 | 502,000 | D | — | — | (F1) Option exercise price reflected was converted from Canadian exercise price of C$0.94 using an exchange rate of C$1.2651 = US$1.00 as reported by the Bank of Canada on September 15, 2021. |
| 2 | Common | Common Shares | 2021-09-16 | F | D | 423,424 | $0.88 | 78,576 | D | — | — | (F2) Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on September 15, 2021 of C$1.11, which was converted using an exchange rate of C$1.2651 = US$1.00 as reported by the Bank of Canada on September 15, 2021. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2021-09-16 | M | D | 500,000 | $0.00 | 0 | D | $0.74 · — to 2021-09-23 | 500,000 Common Shares | (F1) Option exercise price reflected was converted from Canadian exercise price of C$0.94 using an exchange rate of C$1.2651 = US$1.00 as reported by the Bank of Canada on September 15, 2021. (F3) The option, representing a right to purchase a total of 500,000 Common Shares, became exercisable as follows: 50% on issuance date of July 21, 2016; 25% on January 21, 2017; and the remaining balance on July 21, 2017. |