Form 4 for NB NIOCORP DEVELOPMENTS LTD
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0001539497-22-000564 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-03 | 2022-03-01 | NB | Wightman Anna Castner | Dir | M - OptEx | $0.4853 | +755.4K | 380.6K | New | +$366.6K |
| DM | 2022-03-03 | 2022-03-01 | NB | Wightman Anna Castner | Dir | F - Tax | $0.89 | -470.4K | 178.8K | -72% | -$418.7K |
| DM | 2022-03-03 | 2022-03-01 | NB | Wightman Anna Castner | Dir | M - OptEx | $0.00 | -500.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-03-01 | M | A | 376,806 | $0.37 | 378,806 | D | — | — | (F3) Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. |
| 2 | Common | Common Shares | 2022-03-01 | F | D | 293,620 | $0.89 | 295,620 | D | — | — | (F2) Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on February 28, 2022 of C$1.13, which was converted using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. |
| 3 | Common | Common Shares | 2022-03-01 | M | A | 378,576 | $0.6 | 380,576 | D | — | — | (F1) Option exercise price reflected was converted from Canadian exercise price of C$0.76 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. |
| 4 | Common | Common Shares | 2022-03-01 | F | D | 176,806 | $0.89 | 178,806 | D | — | — | (F2) Sale price of common shares withheld in satisfaction of option exercise price is based on the closing price of the common shares on the Toronto Stock Exchange on February 28, 2022 of C$1.13, which was converted using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. |
| 5 | Derivative | Director Stock Option (right to buy) | 2022-03-01 | M | D | 300,000 | $0.00 | 0 | D | $0.6 · — to 2022-03-06 | 300,000 Common Shares | (F1) Option exercise price reflected was converted from Canadian exercise price of C$0.76 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. (F4) The option, representing a right to purchase a total of 300,000 Common Shares, became exercisable in installments as follows: 50% on September 2, 2017; 25% March 6, 2018; and the remaining balance on September 2, 2018. |
| 6 | Derivative | Director Stock Option (right to buy) | 2022-03-01 | M | D | 200,000 | $0.00 | 0 | D | $0.37 · — to 2022-11-09 | 200,000 Common Shares | (F3) Option exercise price reflected was converted from Canadian exercise price of C$0.47 using an exchange rate of C$1.2698 = US$1.00 as reported by the Bank of Canada on February 28, 2022. (F5) The option, representing a right to purchase a total of 200,000 Common Shares, became exercisable on issuance date of November 9, 2017. |